Examples & Explanations for Securities Regulation - 9th Edition - Alan R. Palmiter

Examples & Explanations for Securities Regulation 9th Edition Alan R. Palmiter ISBN 9798892072861

Examples & Explanations: Securities Regulation, Ninth Edition combines clear, concise explanations of securities law with practical examples and exercises that allow students to apply the law to real-world scenarios—many drawn from actual securities market events.

New to the Ninth Edition:

• End-of-chapter overviews that highlight the essential points of each chapter, reinforced with multiple-choice and short-answer questions

• Updated coverage of U.S. capital formation, including trends in IPOs, going-private transactions, and private placements

• SEC guidance on crypto-assets, including digital coin offerings under federal securities laws

• Recent developments in registration exemptions, including trends and amendments to Regulation D, Regulation A+, and Regulation CF

• Key U.S. Supreme Court decisions, including:

  • Macquarie Infrastructure Corp. v. Moab Partners, L.P. (2024) – clarifying when omissions under Rule 10b-5(b) are actionable

  • SEC v. Jarkesy (2024) – confirming the right to a jury trial in SEC enforcement actions seeking civil penalties

  • Slack Technologies, LLC v. Pirani (2023) – defining the tracing requirement for Section 11 suits

  • Goldman Sachs Group Inc. v. Arkansas Teacher Retirement System (2021) – burden on defendants in securities fraud class actions to prove lack of price impact

  • Liu v. SEC (2020) – limits on disgorgement in SEC actions and the requirement to compensate victims

• Expanded discussion of sustainability disclosures, including the SEC’s climate change rule, global approaches, and institutional investor expectations

Professors and students will benefit from:

• Updated charts covering U.S. stock ownership, capital formation, and SEC registration exemption usage

• Tables detailing:

  • Corporate governance requirements for public companies under federal law

  • Criteria for what constitutes a security

  • Climate disclosure standards adopted by the SEC

  • Permitted and prohibited marketing activities during registered offerings

  • Conditions for statutory and SEC registration exemptions

  • Elements of private causes of action under the Securities Act of 1933 and 1934

  • Comparison of federal and state antifraud remedies

  • Scope of Rule 10b-5 insider trading rules

  • U.S. corporate governance standards applicable to foreign issuers

• Chapter overviews highlighting key concepts, vocabulary, relevant Supreme Court cases, and emerging trends in sustainability disclosure in public and private markets

Examples & Explanations for Securities Regulation 9th Edition Alan R. Palmiter ISBN 9798892072861, 979-8892072861 & 9798892072878

Author:
Alan R. Palmiter