Securities Litigation, Enforcement, and Compliance: Cases and Materials - 5th Edition - Donna M. Nagy cover
West Academic Casebook Series

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Securities Litigation, Enforcement, and Compliance: Cases and Materials - 5th Edition - Donna M. Nagy

ISBN
9781647083571
Publisher
West Academic
Edition
5th Edition
Condition
$180.99 for the Fall 2026 semester · prepaid return label included

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Securities Litigation, Enforcement, and Compliance: Cases and Materials 5th Edition Donna M. Nagy ISBN 9781647083571

The Fifth Edition maintains the casebook’s longstanding emphasis on securities fraud litigation under Exchange Act Section 10(b) and Rule 10b-5, including actions brought by private plaintiffs, the SEC, and the Department of Justice. It incorporates significant developments since 2017, most notably the U.S. Supreme Court’s decisions in Lorenzo v. SEC (clarifying primary liability for securities fraud), Goldman Sachs Group Inc. v. Arkansas Teacher Retirement System (addressing fraud-on-the-market theory and class certification), and Liu v. SEC (defining the scope of court-ordered disgorgement as an equitable remedy in SEC enforcement actions).

Reflecting the growing importance of securities compliance as a distinct field of study and practice, the Fifth Edition also broadens its scope beyond litigation to address compliance and enforcement from a lifecycle perspective. Expanded coverage includes the prevention, detection, investigation, and remediation of securities violations, with focused treatment of gatekeepers, whistleblower protections and monetary awards, corporate internal investigations, deferred prosecution agreements, and compliance obligations under the Foreign Corrupt Practices Act and federal anti–money laundering laws.

Securities Litigation, Enforcement, and Compliance: Cases and Materials 5th Edition Donna M. Nagy ISBN 9781647083571, 978-1647083571 & 9798887860732

Authors
Donna M. Nagy
Lisa M. Fairfax
Veronica Root Martinez