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Fund Director's Guidebook - 5th Edition - Federal Regulation of Securities
Product details
Description
Fund Director's Guidebook 5th Edition Federal Regulation of Securities ISBN 9781639054268
This fully updated fifth edition incorporates numerous developments since 2015, covering significant SEC rulemakings and initiatives, both completed and pending. Key topics include liquidity risk and cybersecurity risk management, exchange-traded funds, the use of derivatives, fair valuation, funds investing in other funds, money market fund (MMF) reforms, environmental, social, and governance (ESG) investing, and industry changes such as the LIBOR transition, COVID-19 responses, and an increased emphasis on diversity, equity, and inclusion.
Designed to assist directors of investment companies registered under the Investment Company Act of 1940, this guide provides:
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A comprehensive overview of the functions, responsibilities, and potential liabilities of fund directors under federal securities laws (including the 1940 Act) and general corporate law
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Insight into board structure and operations, including the board’s relationship with the investment adviser, distributor, and other key fund stakeholders
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Practical guidance to help directors discharge their duties effectively, including how to ask the right questions and understand their obligations
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Recommendations for independent directors on fulfilling their responsibilities in line with industry practices and legal requirements
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And much more
This edition serves as an essential resource for directors seeking to navigate their roles confidently while staying compliant with evolving regulatory and industry standards.
Fund Director's Guidebook 5th Edition Federal Regulation of Securities ISBN 9781639054268, 978-1639054268 & 9781639054275
Details
- ISBN
- 9781639054268
- Edition
- 5th Edition
- Publisher
- American Bar Association
- Publication Date
- January 2026
Condition Guide
Every FrugalText book is graded by our receiving team before it ships. Conditions describe cosmetic state only - content is identical across tiers.
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Acceptable
Readable throughout. Expect highlighting, margin notes, and wear on cover or spine. Best price for the same page numbers.
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Good
Minor highlighting or notes. All pages intact. Cover shows light shelf wear.
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Very Good
Little to no writing. Binding tight. Looks barely used.
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Brand New
Unused and unmarked. Shrinkwrapped when available from the publisher.
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Brand New + eBook
Brand new print copy plus the publisher's eBook and supplemental digital access, where offered.
Shipping & Returns
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Purchase returns: 15% restocking fee
Purchases can be returned within 30 days in the condition you received. We will email a prepaid return label; once we receive your book, we refund the purchase price minus the 15% restocking fee and the return label cost. Original shipping is non-refundable.
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Shipping costs calculated at checkout
Real-time rates are quoted at checkout based on your address and the books in your cart. Returning your book by your semester date is always free; an early return deducts the restocking fee and label cost from your refund instead.
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