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Securities Regulation
Product details
Description
To view or download the 2023 supplement to this book, click here.
This textbook provides a comprehensive and student-friendly source for students to grasp and learn this challenging subject matter. Nearly all of the key areas of securities regulation are covered, including definition of security, exemptions from registration, the Securities Act registration framework, resales of securities, due diligence in the securities offering context, Securities Act liability under Section 11, Section 12, and control person provision, Exchange Act Section lO(b) antifraud liability in private litigation, other remedial provisions that are employed in private litigation, secondary liability such as aiding and abetting, control person, and respondeat superior liability, insider trader, broker-dealer law, mergers and acquisitions, SEC enforcement, and attorney ethical obligations in the securities law setting.
The book utilizes the problem method along with explanatory narrative, SEC pronouncements, and case law. It can easily be used in both a general securities regulation course as well as more specialized offerings in this field. Written by the most prolific author of securities law scholarship in this country who is a former SEC enforcement attorney with wide practical experience as a consultant to law firms and as an expert witness in several high-profile cases, the textbook provides a practical, analytical, and insightful approach that makes it particularly attractive for adoption.
Details
- ISBN
- 9781531022693
- Publisher
- Carolina Academic Press
- Publication Date
- October 2023
Condition Guide
Every FrugalText book is graded by our receiving team before it ships. Conditions describe cosmetic state only - content is identical across tiers.
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Acceptable
Readable throughout. Expect highlighting, margin notes, and wear on cover or spine. Best price for the same page numbers.
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Good
Minor highlighting or notes. All pages intact. Cover shows light shelf wear.
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Very Good
Little to no writing. Binding tight. Looks barely used.
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Brand New
Unused and unmarked. Shrinkwrapped when available from the publisher.
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Brand New + eBook
Brand new print copy plus the publisher's eBook and supplemental digital access, where offered.
Shipping & Returns
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Fast, standard shipping
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Free rental returns, whenever you are done
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Purchase returns: 15% restocking fee
Purchases can be returned within 30 days in the condition you received. We will email a prepaid return label; once we receive your book, we refund the purchase price minus the 15% restocking fee and the return label cost. Original shipping is non-refundable.
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Shipping costs calculated at checkout
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Rental Terms
Return by December 28, 2026 for Fall 2026 rentals.
- Late Fees
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