Securities Regulation Cases and Materials 10th Edition James D. Cox

Securities Regulation Cases and Materials 10th Edition James D. Cox ISBN: 9781543838473

The Tenth Edition of Securities Regulation: Cases and Materials captures the recent transformative shifts in securities laws and capital markets driven by new SEC rulemaking and evolving underwriting practices.

Upholding its tradition, the casebook offers students a comprehensive, practical, and sophisticated exploration of contemporary securities law.

Continuing the approach set in its first edition, this volume combines cases, problems, and rich textual material that promote active problem-solving and deepen students’ understanding.

With a focus on current developments and controversies, the book’s modular design allows professors to easily tailor course structure to their preferred sequence and topics.

New to the Tenth Edition:

• Emerging issues surrounding cryptocurrencies and coin offerings
• Market developments, including retail trading market challenges
• SEC procedures for direct listings and regulatory concerns surrounding SPACs
• The extensive November 2020 reforms on issuer transaction exemptions from registration, with new integration standards
• Analysis of the Supreme Court’s recent Goldman Sachs decision on fraud-on-the-market theory
• Key updates on the SEC’s enforcement powers
• SEC’s revised rules for proxy advisory services and shareholder proposals
• Current requirements for broker-dealers following Regulation Best Interest

Benefits for Professors and Students:

• Highly modular format, supporting varied teaching styles and content focus
• Clear, concise notes introducing both theoretical and practical aspects
• A consistently updated resource that reflects the latest in securities regulation

Securities Regulation: Cases and Materials 10th Edition 2021 James D. Cox ISBN: 9781543838473