Description

Securities Regulation: Cases and Materials 11th Edition James D. Cox ISBN 9798892079891

Securities Regulation: Cases and Materials, Eleventh Edition reflects the sweeping changes that have reshaped securities laws and capital markets in recent years—driven by significant SEC rulemaking and evolving underwriting practices. Continuing its longstanding tradition, the casebook offers students a sophisticated, practical, and deeply informed introduction to modern securities regulation. From its first edition onward, the book has balanced cases, problems, and explanatory text in a highly teachable format, encouraging students to develop mastery through active problem-solving. Forward-looking and attuned to contemporary debates, the book is also designed with exceptional modularity, allowing professors to tailor course structure without being bound to a single sequence.

New to the Eleventh Edition

• Revised Chapter 4: The Public Offering
  Updated to reflect the profound influence of technology and market institutionalization on the offering process, particularly for seasoned issuers.

• Substantially Updated Chapter 5: Exempt Transactions
  Reorganized to group exemptions by shared characteristics:
  • exemptions tied to geographic limitations (now including Regulation S alongside intrastate offerings),
  • exemptions based on the attributes of targeted investors, and
  • exemptions shaped by the medium used to conduct the offering.
  The chapter concludes with a clear, accessible template to help students analyze integration of offerings.

• Streamlined Treatment of Exempt Securities and Public Finance
  Formerly a stand-alone chapter (Chapter 8), this material is now integrated into concise notes within Chapter 2, The Definition of a Security, tracing the evolution of Howey through its application to crypto assets.

• Revised Chapter 8 (formerly 9): Section 12 Liability
  Provides an in-depth examination of the increasingly significant distinction between “participating” in a sale and “soliciting” a sale, especially in the context of internet advertising.

• Reorganized and Expanded Coverage of Rule 10b-5
  The discussion now begins with fault—including scienter, falsity, and identification of the responsible party—before addressing standing, reliance, and damages. The chapter also analyzes the implications of the Supreme Court’s recent Macquarie decision.

• Combined Treatment of Proxy Regulation and Tender Offers (Chapter 15)
  Based on survey feedback, these topics are now unified into a single chapter that thematically explores how securities laws structure corporate voice and control.

• Streamlined Chapter 18: International vs. Domestic Transactions
  Concludes the book with a focused explanation of the distinctions between U.S. and foreign transactions under the securities laws.

Securities Regulation: Cases and Materials 11th Edition James D. Cox ISBN 9798892079891

Professors and Students Will Benefit From

• A highly modular structure that supports varied teaching formats and coverage choices

• Extensive problem sets designed to build practical understanding, supported by detailed guidance in the Teacher’s Manual

• Concise, accessible notes introducing both theoretical foundations and real-world practice considerations

• A text that remains current and cutting-edge, continually updated to reflect developments in securities regulation

Securities Regulation: Cases and Materials 11th Edition James D. Cox ISBN 9798892079891 979-8892079891, & 9798892079907

Authors:
James D. Cox
Donald C. Langevoort
Ann M. Lipton
Patrick Corrigan