Description

The Practitioner's Guide to Securities Arbitration Jason Doss ISBN 9781614387596

Many investors who suffer losses due to poor investment advice—or outright financial fraud—do not fully understand how their funds were invested or the risks involved. Despite the widespread nature of investment abuse, only a small fraction of potential claims are ever brought against the securities industry.

Securities Arbitration delivers a thorough examination of the practices and procedures involved in pursuing investor claims. With a strong focus on practical techniques, the book explains how to identify, assess, and litigate claims against securities brokerage firms, as well as how to address common defenses. Readers learn how to clearly articulate investor harm, accurately calculate damages, and effectively present their case.

The guide also provides an in-depth look at arbitration before the Financial Industry Regulatory Authority (FINRA), offering strategic insights to help practitioners gain a decisive advantage. Key topics include:

• Identifying the parties involved in a securities arbitration

• Statutes of limitation and critical deadlines

• Common investor claims and defenses

• Claim initiation, arbitrator selection, and motion practice

• Discovery, hearings, and arbitration procedures

Each subject is explored in detail, equipping practitioners with the knowledge and tools needed to help clients recover losses resulting from misconduct, unsuitable advice, or financial fraud.

The Practitioner's Guide to Securities Arbitration Jason Doss ISBN 9781614387596, 978-1614387596 & 9781614387602

Authors
Jason Doss
Richard Frankowski